SENIOR COMPLIANCE CONSULTANT – FCA ASSET MANAGEMENT EXPERIENCE (AND SOME SEC KNOWLEDGE) REQUIRED
£100K – £130K + Bonus + Bens Hybrid (London)
Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growing consultant ranks. Reporting to the Managing Director, you will be responsible for a portfolio of clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques. Duties will include:
- Acting as the primary compliance resource for a number of retained client relationships.
- Providing strategic compliance advice, anticipating the regulatory compliance needs of clients
- Provide resolutions for complex regulatory questions and issues
- Setting up compliance infrastructure for clients
- Undertaking compliance projects, monitoring reviews, and drafting compliance monitoring reports
- Understanding and updating clients on regulatory change and how it impacts their business
- Building and developing client relationships
The successful candidate will have at least 8 years compliance experience gained ideally with another compliance consultancy/law firm or an in-house Compliance team in a buy side firm (including asset management, hedge funds, private equity, real estate) or a regulator. While good FCA knowledge is required as important will be an understanding of SEC Regulations and the 1940 Investment Advisers Act.
This is an exceptional opportunity to join a highly regarded growing Compliance Consultancy in a role where you will work autonomously and under your own direction. You will be able to set you own hours with a balance of working in the office and from home (subject to attending client premises when needed, mainly in the Central London area).
Please note, my client has also highlighted that this role (unlike other senior consulting roles) does not have sales targets although BD is encouraged, they have a separate Sales & Marketing team so there is no expectation to win new business.
If you believe you have the required experience and above average interpersonal skills required by our client, please send your details to Gary Collins in the first instance firstname.lastname@example.org (Including a contact number & email) however please note only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.